A-21285-57169 - PERM Database Case Detail

PERM Case A-21285-57169

Certified Decision Date: September 20, 2022

Legal Business Name

BOFA SECURITIES, INC.

Address

401 N TRYON STREET
CHARLOTTE, NC None

Job Title

Managing Director; Compliance & Operational Risk Executive

Worksite Location

NoneNEW JERSEY

Case Number

A-21285-57169

Case Received Date

January 26, 2022

Fiscal Year

2022

Source File

PERM_Disclosure_Data_FY2022_Q4.xlsx

Record Created

September 22, 2025 2:27 AM

Last Updated

September 22, 2025 2:27 AM