A-21182-11097 - PERM Database Case Detail

PERM Case A-21182-11097

Certified Decision Date: May 13, 2022

Legal Business Name

BOFA SECURITIES, INC.

Address

401 N TRYON STREET
CHARLOTTE, NC None

Job Title

VP / EAC Compliance & Operational Risk Manager

Worksite Location

NoneNORTH CAROLINA

Case Number

A-21182-11097

Case Received Date

October 08, 2021

Fiscal Year

2022

Source File

PERM_Disclosure_Data_FY2022_Q4.xlsx

Record Created

September 22, 2025 2:12 AM

Last Updated

September 22, 2025 2:12 AM